SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Gabrys Christina

(Last) (First) (Middle)
200 CROSSING BOULEVARD
3RD FLOOR

(Street)
BRIDGEWATER NJ 08807

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2021
3. Issuer Name and Ticker or Trading Symbol
SYNCHRONOSS TECHNOLOGIES INC [ SNCR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP and CLO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 14,310(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 04/05/2019 04/05/2025 Common Stock(2) 1,054 10.62 D
Stock Option (Right to Buy) 06/06/2020 06/06/2026 Common Stock(3) 1,325 6.88 D
Stock Option (Right to Buy) 02/20/2021 02/20/2027 Common Stock(4) 3,314 5.43 D
Stock Option (Right to Buy) 06/14/2022 06/14/2028 Common Stock(5) 8,509 2.94 D
Stock Option (Right to Buy) 09/11/2021 09/11/2027 Common Stock(6) 17,500 3.74 D
Stock Option (Right to Buy) 08/02/2022 08/02/2028 Common Stock(7) 5,000 2.98 D
Explanation of Responses:
1. Shares of restricted stock granted pursuant to the Company's 2015 Equity Incentive Plan. 189 shares vest on August 30, 2021; 87 shares vest on each of October 5, 2021, January 5, 2022 and April 5, 2022; 563 shares vest on March 6, 2022; 1,418 shares vest on each of June 14, 2022, 2023 and 2024; 1,666 vest on each of August 2, 2022 and April 9, 2023; 1,667 vest on April 9, 2024.
2. The option shall become exerciseable with respect to 25% of the shares subject to the option when the Reporting Person completes one year of continuous service after April 5, 2018 and 1/48th of the shares each month of continuous service thereafter.
3. The option shall become exerciseable with respect to one-third of the shares subject to the option when the Reporting Person completes continuous service on June 6, 2020, March 6, 2021 and March 6, 2022.
4. The option shall become exerciseable with respect to one-third of the shares subject to the option when the Reporting Person completes continuous service on February 20, 2021, 2022 and 2023.
5. The option shall become exerciseable with respect to the one-third of the shares subject to the option on each of June 14, 2022, April 9, 2023 and April 9, 2024.
6. The option shall become fully exerciseable subject to the option on September 11, 2022, subject to continuous service through that date.
7. The option shall become exerciseable with respect to the one-third of the shares subject to the option on each of August 2, 2022, April 9, 2023 and April 9, 2024.
Remarks:
Christina Gabrys 08/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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