SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 03/04/2008
|
3. Issuer Name and Ticker or Trading Symbol
SYNCHRONOSS TECHNOLOGIES INC
[ SNCR ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
X |
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Common Stock |
1,982,600 |
I |
By Institutional Venture Partners XI, L.P.
|
Common Stock |
317,400 |
I |
By Institutional Venture Partners XI GmbH & Co. Beteiligungs KG
|
Common Stock |
989,770 |
I |
By Institutional Venture Partners XII, L.P.
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
1. Name and Address of Reporting Person*
C/O INSTITUTIONAL VENTURE PARTNERS |
3000 SAND HILL ROAD, BLDG. 2, STE. 250 |
(Street)
|
Explanation of Responses: |
Remarks: |
|
Institutional Venture Partners XI, L.P.
By: Institutional Venture Management XI, LLC
Its: General Partner
By: /s/ Norman A. Fogelsong
Managing Director |
03/06/2008 |
|
Norman A. Fogelsong, Managing Director |
03/06/2008 |
|
Norman A. Fogelsong, Managing Director |
03/06/2008 |
|
Norman A. Fogelsong, Managing Director |
03/06/2008 |
|
Norman A. Fogelsong, Managing Director |
03/06/2008 |
|
Melanie Chladek Attorney-in-Fact for Todd C. Chaffee |
03/06/2008 |
|
Melanie Chladek Attorney-in-Fact for Norman A. Fogelsong |
03/06/2008 |
|
Melanie Chladek Attorney-in-Fact for Stephen J. Harrick |
03/06/2008 |
|
Melanie Chladek Attorney-in-Fact for J. Sanford Miller |
03/06/2008 |
|
Melanie Chladek Attorney-in-Fact for Dennis B. Phelps |
03/06/2008 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
FORM 3 JOINT FILER INFORMATION
Name of
"Reporting Persons": Institutional Venture Partners XI, L.P. ("IVP XI")
Institutional Venture Partners XI GmbH & Co. Beteiligungs KG ("IVP XI KG")
Institutional Venture Management XI, LLC ("IVM XI")
Institutional Venture Partners XII, L.P. ("IVP XII")
Institutional Venture Management XII, LLC ("IVM XII")
Todd C. Chaffee ("Chaffee")
Norman A. Fogelsong ("Fogelsong")
Stephen J. Harrick ("Harrick")
J. Sanford Miller ("Miller")
Dennis B. Phelps ("Phelps")
Address: c/o Institutional Venture Partners
3000 Sand Hill Road, Building 2, Suite 250
Menlo Park, California 94025
Designated Filer: Institutional Venture Partners XI, L.P.
Issuer and
Ticker Symbol: Synchronoss Technologies, Inc. (SNCR)
Date of Event: March 4, 2008
Each of the following is a Joint Filer with IVP XI and may be deemed to share
indirect beneficial ownership in the securities set forth on the attached Form
3:
IVM XI serves as the sole General Partner of IVP XI and the sole Managing
Limited Partner of IVP XI KG. IVM XI has sole voting and investment control
over the respective shares owned by IVP XI and IVP XI KG, and may be deemed to
own beneficially the shares held by IVP XI and IVP XI KG. IVM XI owns no
securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and
Phelps are Managing Directors of IVM XI and share voting and dispositive power
over the shares held by IVP XI and IVP XI KG.
IVM XII serves as the sole General Partner of IVP XII. IVM XII has sole voting
and investment control over the respective shares owned by IVP XII, and may be
deemed to own beneficially the shares held by IVP XII. IVM XII owns no
securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and
Phelps are Managing Directors of IVM XII and share voting and dispositive power
over the shares held by IVP XII.
Each reporting person disclaims beneficial ownership of the shares reported
herein, except to the extent of his respective pecuniary interest therein. The
filing of this statement shall not be deemed an admission that, for purposes of
Section 16 of the Securities Exchange Act of 1934, or otherwise, any of the
Reporting Persons are the beneficial owner of all of the equity securities
covered by this statement.
Each of the Reporting Persons listed above has designated Institutional Venture
Partners XI, L.P. as its designated filer of Forms 3, 4 and 5 in accordance with
Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder.
INSTITUTIONAL VENTURE PARTNERS XI GmbH & CO. BETEILIGUNGS KG
By: Institutional Venture Management XI, LLC
Its: Managing Limited Partner
By: /s/ Norman A. Fogelsong
Norman A. Fogelsong, Managing Director
INSTITUTIONAL VENTURE MANAGEMENT XI, LLC
By: /s/ Norman A. Fogelsong
Norman A. Fogelsong, Managing Director
INSTITUTIONAL VENTURE PARTNERS XII, L.P.
By: Institutional Venture Management XII, LLC
Its: General Partner
By: /s/ Norman A. Fogelsong
Norman A. Fogelsong, Managing Director
INSTITUTIONAL VENTURE MANAGEMENT XII, LLC
By: /s/ Norman A. Fogelsong
Norman A. Fogelsong, Managing Director
/s/ Melanie Chladek
Melanie Chladek, Attorney-in-Fact for Todd C. Chaffee
/s/ Melanie Chladek
Melanie Chladek, Attorney-in-Fact for Norman A. Fogelsong
/s/ Melanie Chladek
Melanie Chladek, Attorney-in-Fact for Stephen J. Harrick
/s/ Melanie Chladek
Melanie Chladek, Attorney-in-Fact for J. Sanford Miller
/s/ Melanie Chladek
Melanie Chladek, Attorney-in-Fact for Dennis B. Phelps