SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Doran Patrick Joseph

(Last) (First) (Middle)
4270 VASSAR AVENUE

(Street)
BETHLEHEM PA 18017

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/18/2009
3. Issuer Name and Ticker or Trading Symbol
SYNCHRONOSS TECHNOLOGIES INC [ SNCR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and Chief Technology Office
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 11,278 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) 12/21/2005(1) 12/21/2014 Common Stock 2,400 0.29 D
Stock Option (Right to Buy) 10/21/2006(2) 10/21/2015 Common Stock 19,107 10 D
Stock Option (Right to Buy) 04/03/2007(3) 04/03/2016 Common Stock 5,000 8.98 D
Stock Option (Right to Buy) 10/02/2007(4) 10/02/2016 Common Stock 5,000 8.92 D
Stock Option (Right to Buy) 12/05/2007(5) 11/30/2016 Common Stock 11,294 12.68 D
Stock Option (Right to Buy) 05/08/2008(6) 05/08/2017 Common Stock 8,000 24.46 D
Stock Option (Right to Buy) 12/04/2008(7) 12/04/2014 Common Stock 6,182 36.1 D
Stock Option (Right to Buy) 12/02/2009(8) 12/19/2015 Common Stock 24,000 9.93 D
Stock Option (Right to Buy) 08/18/2010(9) 08/18/2006 Common stock 40,000 11.21 D
Explanation of Responses:
1. The Reporting Person was originally granted an option to purchase 13,000 shares, and the Reporting Person previously exercised options to purchase 10,600 shares. The option became exercisable with respect to the first 25 percent of the original shares subject to the option when the Reporting Person completed 12 months of continuous service after December 21, 2004. The option becomes exercisable with respect to an additional 1/48th of the original shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
2. The Reporting Person was originally granted an option to purchase 20,000 shares, and the Reporting Person previously exercised options to purchase 893 shares. The option became exercisable with respect to the first 25 percent of the original shares subject to the option when the Reporting Person completed 12 months of continuous service after October 21, 2005. The option becomes exercisable with respect to an additional 1/48th of the original shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
3. The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completed 12 months of continuous service after April 3, 2006. The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
4. The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completed 12 months of continuous service after October 2, 2006. The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
5. The option shall become exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 5, 2006. The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
6. The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completed 12 months of continuous service after May 8, 2007. The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
7. The option shall become exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after December 4, 2007. The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
8. The option became exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completed 12 months of continuous service after December 2, 2008. The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
9. The option shall become exercisable with respect to the first 25 percent of the shares subject to the option when the Reporting Person completes 12 months of continuous service after August 18, 2009. The option becomes exercisable with respect to an additional 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service thereafter.
Remarks:
/s/ Patrick Joseph Doran 08/20/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.